Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.

The LCD KYC CVT AVP manages the natural person (NP) and non-natural person (NNP) customer KYC and CDD research processes under the supervision of the LCD KYC CVT VP & Lead. This individual is also responsible for assisting the Head of CVT to further enhance the bank’s KYC and CDD review processes.

Include but not limited to: 

QC of NP and NNP KYC Profiles

• Assist with the day-to-day supervision and tasks performed by CVT
• Perform QC on all NP and NNP KYC profiles to ensure accuracy and quality
• Maintain and update the Bank’s KYC procedures, reference manuals, and management reporting tools
• Perform periodic reconciliation of NP and NNP customers’ KYC records to ensure accuracy and completeness
• Initiate case escalations (if necessary) to the Head of CVT
• Provide support on KYC matters to all lines of business across Branches and interface with internal parties (IAD, CMTG and other 1st and 2nd line teams)
• Perform actual KYC profile reviews when needed

Advisory Services and Training

• Provide training to CVT Team Members
• Perform CVT periodic MIS reporting
• Assist the Head of CVT to perform remediation actions and/or produce materials for CMTG Testing/IAD Audit/OCC Exams
• Perform special projects when assigned by the Head of CVT
• Identify process improvement opportunities and propose viable solutions to Head to CVT

• Bachelor Degree in Computer Science or Risk Management required
• Minimum 5 years ofBSA/AML/KYC/CIP experience required
• Knowledge of U.S. Banking regulations Good knowledge and understanding of general OFAC, BSA/AML, and USA PATRIOT Act and risk management principles
• CAMS certification preferred